December 19, 2013

Rethinking Section 13(d)

Recently, the “CLS Blue Sky Blog” ran a series of academic commentaries about how the SEC should respond to Dodd Frank’s invitation to rethink the disclosure of beneficial ownership under Section 13(d). Check it out…

It’s also worth considering the proposed changes to Canada’s block shareholder reporting regimes known in Canada as the Early Warning Reporting (“EWR”) system and the Alternative Monthly Reporting (“AMR”) system.