September 22, 2009

Corp Fin’s New Schedule 13D and 13G Interps

Last week, Corp Fin issued a new batch of Compliance & Disclosure Intrepretations – this batch relates to Sections 13(d) and 13(g), and related Schedules 13D and 13G. Here is a memo analyzing changes in the Staff’s positons as compared to the old Telephone Interps.

We just announced a new webcast – “Ask the Experts: Schedule 13D and Schedule 13G Issues” – for December 8th, where you’ll get to ask questions of former Senior SEC Staffers about one of the trickiest areas around…an area that becomes more important as shareholder activism continues to grow.